Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 26 Jan 2021)
    • [FCA CF] Functions requiring qualifications (since 26 Jan 2021)
    • CF30 Customer (1 Nov 2007 to 26 Nov 2021)
    • CF1 Director (AR) (6 Jun 2007 to 26 Nov 2021)
    • CF21 Investment Adviser (28 Jan 2005 to 31 Oct 2007)
  • Billericay Financial Services Ltd (no longer approved here)

    FRN 468211

    • Employed By (6 Jun 2007 to 26 Nov 2021)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (10 Oct 2003 to 9 Aug 2004)
  • Banfield Williams (no longer approved here)

    FRN 194720

    • Employed By (10 Oct 2003 to 11 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

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