Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PFS (IFA) Limited
FRN 415898
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 26 Jan 2021)
- [FCA CF] Functions requiring qualifications (since 26 Jan 2021)
- CF30 Customer (1 Nov 2007 to 26 Nov 2021)
- CF1 Director (AR) (6 Jun 2007 to 26 Nov 2021)
- CF21 Investment Adviser (28 Jan 2005 to 31 Oct 2007)
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- Employed By (6 Jun 2007 to 26 Nov 2021)
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- CF21 Investment Adviser (10 Oct 2003 to 9 Aug 2004)
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- Employed By (10 Oct 2003 to 11 Aug 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.