Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 28 Feb 2026)
- CF1 Director (17 May 2018 to 8 Dec 2019)
- CF28 Systems and controls (26 Mar 2018 to 8 Dec 2019)
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- SMF3 Executive Director (9 Dec 2019 to 28 Feb 2026)
- CF1 Director (17 May 2018 to 8 Dec 2019)
- CF28 Systems and controls (26 Mar 2018 to 8 Dec 2019)
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- SMF3 Executive Director (9 Dec 2019 to 28 Feb 2026)
- CF1 Director (17 May 2018 to 8 Dec 2019)
- CF28 Systems and controls (26 Mar 2018 to 8 Dec 2019)
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- (135)CF10 Compliance Oversight (21 Mar 2002 to 4 Sep 2002)
- (133)CF21 Investment Adviser (21 Mar 2002 to 31 May 2004)
- (134)CF11 Money Laundering Reporting (21 Mar 2002 to 4 Sep 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 27 Mar 2002)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (133)CF21 Investment Adviser at Terra Firma Capital Partners Limited
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controlled function added: (134)CF11 Money Laundering Reporting at Terra Firma Capital Partners Limited
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controlled function added: (135)CF10 Compliance Oversight at Terra Firma Capital Partners Limited