Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PGIM Private Capital Limited (no longer approved here)

    FRN 172071

    • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2026)
    • CF1 Director (17 May 2018 to 8 Dec 2019)
    • CF28 Systems and controls (26 Mar 2018 to 8 Dec 2019)
  • PGIM FUND MANAGEMENT LIMITED (no longer approved here)

    FRN 181389

    • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2026)
    • CF1 Director (17 May 2018 to 8 Dec 2019)
    • CF28 Systems and controls (26 Mar 2018 to 8 Dec 2019)
  • PGIM LIMITED (no longer approved here)

    FRN 193418

    • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2026)
    • CF1 Director (17 May 2018 to 8 Dec 2019)
    • CF28 Systems and controls (26 Mar 2018 to 8 Dec 2019)
  • Terra Firma Capital Partners Limited (no longer approved here)

    FRN 208680

    • (135)CF10 Compliance Oversight (21 Mar 2002 to 4 Sep 2002)
    • (133)CF21 Investment Adviser (21 Mar 2002 to 31 May 2004)
    • (134)CF11 Money Laundering Reporting (21 Mar 2002 to 4 Sep 2002)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (1 Dec 2001 to 27 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (133)CF21 Investment Adviser at Terra Firma Capital Partners Limited

  2. controlled function added: (134)CF11 Money Laundering Reporting at Terra Firma Capital Partners Limited

  3. controlled function added: (135)CF10 Compliance Oversight at Terra Firma Capital Partners Limited