Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Complete Limited (no longer approved here)

    FRN 435779

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Jun 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (23 Nov 2009 to 31 Dec 2011)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF22 Investment Adviser (Trainee) (13 Jun 2005 to 31 Jan 2006)
  • Starz Co UK Ltd (no longer approved here)

    FRN 162704

    • (13)Employed By (17 Aug 2002 to 28 Jan 2003)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Jul 2002)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (13)Employed By at Starz Co UK Ltd