Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (11 Oct 2016 to 1 Jul 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (18 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (18 Jan 2005 to 31 Mar 2009)
    • CF21 Investment Adviser (18 Jan 2005 to 31 Oct 2007)
    • CF10 Compliance Oversight (18 Jan 2005 to 25 Nov 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.