Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Aegis Financial Consultants Limited
FRN 209049
- [FCA CF] Significant management (since 9 Dec 2020)
- [FCA CF] Manager of certification employee (since 9 Dec 2020)
- [FCA CF] CASS oversight function (since 9 Dec 2020)
- [FCA CF] Client dealing (since 9 Dec 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- Responsible for Insurance Mediation (23 Jan 2012 to 30 Sep 2018)
- CF11 Money Laundering Reporting (7 Aug 2006 to 31 Dec 2012)
- CF1 Director (24 May 2002 to 8 Dec 2019)
- CF10 Compliance Oversight (24 May 2002 to 31 Dec 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.