Aegis Financial Consultants Limited

Date authorised
1 April 2013
Companies House
04214967
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    38 Dimond Street
    Pembroke Dock
    Pembrokeshire
    SA72 6BT
    UNITED KINGDOM
    Phone
    +4401646683313

  • Complaints Contact

    Aegis Insurance Consultants Ltd
    38 Dimond Street
    Pembroke Dock
    Pembrokeshire
    SA72 6BT
    UNITED KINGDOM
    Phone
    +441646683313

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Hancock

    IRN JXH00195

    • CF21 Investment Adviser (24 May 2002 to 1 Jul 2002)
    • CF11 Money Laundering Reporting (24 May 2002 to 1 Jul 2002)
    • CF1 Director (24 May 2002 to 1 Jul 2002)
  • Mark Edward Carter

    IRN MEC00018

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Significant management (since 9 Dec 2020)
    • [FCA CF] Manager of certification employee (since 9 Dec 2020)
    • [FCA CF] CASS oversight function (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • Responsible for Insurance Mediation (23 Jan 2012 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (7 Aug 2006 to 31 Dec 2012)
    • CF10 Compliance Oversight (24 May 2002 to 31 Dec 2012)
    • CF1 Director (24 May 2002 to 8 Dec 2019)
  • Martyn Andrew James

    IRN MAJ00018

    • CF8 Apportionment and Oversight (24 May 2002 to 16 Sep 2002)
    • CF21 Investment Adviser (24 May 2002 to 16 Sep 2002)
    • CF1 Director (24 May 2002 to 16 Sep 2002)
  • Peter Michael John

    IRN PMJ00008

    • CF30 Customer (1 Nov 2007 to 30 Dec 2008)
    • CF11 Money Laundering Reporting (18 Jul 2002 to 27 Jul 2006)
    • CF1 Director (24 May 2002 to 27 Jul 2006)
    • CF21 Investment Adviser (24 May 2002 to 31 Oct 2007)
  • Robert Jackson

    IRN RXJ00045

    • SMF3 Executive Director (9 Dec 2019 to 11 Jun 2020)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF8 Apportionment and Oversight (13 May 2003 to 31 Mar 2009)
    • CF1 Director (24 May 2002 to 8 Dec 2019)
    • CF21 Investment Adviser (24 May 2002 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.