Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [PRA CF] Significant risk taker or Material risk taker (26 Feb 2018 to 15 Sep 2020)
- [FCA CF] Material risk taker (26 Feb 2018 to 15 Sep 2020)
- [FCA CF] Significant management (26 Feb 2018 to 15 Sep 2020)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Sep 2025)
- [FCA CF] Client dealing (7 Mar 2016 to 30 Sep 2025)
- CF30 Customer (3 Aug 2012 to 6 Mar 2016)
-
- [FCA CF] Significant management (26 Feb 2018 to 19 Nov 2019)
- [FCA CF] Client dealing (26 Feb 2018 to 30 Sep 2025)
- [FCA CF] Manager of certification employee (26 Feb 2018 to 30 Sep 2025)
-
- [FCA CF] Significant management (26 Feb 2018 to 19 Nov 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 19 Nov 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 19 Nov 2019)
- CF30 Customer (3 Aug 2012 to 6 Mar 2016)
-
- CF30 Customer (1 Nov 2007 to 12 Aug 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.