Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Westpac Banking Corporation (no longer approved here)

    FRN 124586

    • CF21 Investment Adviser (9 Feb 2007 to 17 Oct 2007)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 1 Oct 2003)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 1 Oct 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 29 Jan 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF21 Investment Adviser (1 Dec 2001 to 29 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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