Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2025)
- SMF3 Executive Director (9 Dec 2019 to 21 Feb 2024)
- CF10 Compliance Oversight (1 Apr 2015 to 5 Jun 2015)
- CF30 Customer (1 Apr 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Apr 2015 to 5 Jun 2015)
- CF1 Director (1 Apr 2015 to 8 Dec 2019)
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- CF30 Customer (1 Sep 2008 to 2 Apr 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.