Mark Crawley

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • [FCA CF] Significant management (1 Apr 2022 to 30 Jan 2025)
    • [PRA CF] Significant risk taker or Material risk taker (13 Mar 2020 to 30 Jan 2025)
    • [FCA CF] Material risk taker (13 Mar 2020 to 30 Jan 2025)
    • [FCA CF] Client dealing (22 May 2018 to 30 Jan 2025)
    • [FCA CF] Manager of certification employee (22 May 2018 to 30 Jan 2025)
  • Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)

    FRN 769072

    • [PRA CF] Significant risk taker or Material risk taker (1 Apr 2022 to 30 Jan 2025)
    • [FCA CF] Material risk taker (1 Apr 2022 to 30 Jan 2025)
    • [FCA CF] Significant management (1 Apr 2022 to 30 Jan 2025)
    • [FCA CF] Manager of certification employee (22 May 2018 to 30 Jan 2025)
    • [FCA CF] Client dealing (22 May 2018 to 30 Jan 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (14 Feb 2014 to 6 Mar 2016)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • CF30 Customer (19 Feb 2013 to 11 Sep 2013)
    • CF4 Partner (AR) (19 Feb 2013 to 11 Sep 2013)
  • Prytania Investment Advisors LLP (no longer approved here)

    FRN 230010

    • CF30 Customer (1 Jun 2012 to 24 Jan 2014)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 30 Nov 2009)
    • CF21 Investment Adviser (17 Aug 2004 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 30 Nov 2009)
    • CF21 Investment Adviser (17 Aug 2004 to 31 Oct 2007)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (1 Dec 2001 to 13 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.