Mark Coomber

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 3 Jan 2023)
    • CF1 Director (AR) (since 28 Oct 2022)
    • CF30 Customer (since 28 Oct 2022)
  • Canonium Financial Limited

    FRN 985773

    • Employed By (since 28 Oct 2022)
  • Plutus Wealth Management LLP (no longer approved here)

    FRN 541499

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2022)
    • CF30 Customer (24 Aug 2017 to 8 Dec 2019)
  • ACUITY PROFESSIONAL ADVISERS LTD (no longer approved here)

    FRN 464072

    • CF30 Customer (20 Jun 2013 to 8 Aug 2017)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (25 Mar 2013 to 2 Aug 2013)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (28 Feb 2011 to 2 Aug 2013)
  • Merchant House Financial Services Ltd (no longer approved here)

    FRN 538416

    • Employed By (28 Feb 2011 to 8 Dec 2019)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 2 Jun 2009)
    • CF22 Investment Adviser (Trainee) (12 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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