Mark Christopher Walters

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (29 May 2009 to 5 Dec 2013)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 23 Mar 2009)
    • CF21 Investment Adviser (3 Mar 2005 to 31 Oct 2007)
  • Global Commodities Holdings Limited (no longer approved here)

    FRN 210281

    • CF21 Investment Adviser (10 Mar 2003 to 20 Apr 2005)
    • CF3 Chief Executive (10 Mar 2003 to 10 Jan 2005)
    • CF8 Apportionment and Oversight (10 Mar 2003 to 10 Jan 2005)
    • CF10 Compliance Oversight (10 Mar 2003 to 10 Jan 2005)
    • CF11 Money Laundering Reporting (10 Mar 2003 to 10 Jan 2005)
    • CF1 Director (1 Dec 2001 to 10 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.