Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (29 Oct 2021 to 31 Mar 2022)
- SMF9 Chair of the Governing Body (9 Dec 2019 to 29 Oct 2021)
- CF2 Non Executive Director (4 Jan 2011 to 8 Dec 2019)
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- Director of firm who is not a certification employee or a SMF manager (11 Jun 2021 to 31 Mar 2022)
- SMF9 Chair of the Governing Body (10 Dec 2018 to 11 Jun 2021)
- SIMF9 Chairman (4 Sep 2017 to 9 Dec 2018)
- SIMF10 Chair of the Risk Committee (7 Mar 2016 to 4 Sep 2017)
- CF2 Non Executive Director (25 Nov 2010 to 6 Mar 2016)
- CF1 Director (24 Jul 2003 to 21 Feb 2011)
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- CF28 Systems and controls (1 Nov 2007 to 30 Jun 2016)
- CF1 Director (AR) (31 Dec 2006 to 18 Jul 2014)
- CF13 Finance (14 Jan 2005 to 31 Oct 2007)
- CF1 Director (14 Jan 2005 to 30 Jun 2016)
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- CF28 Systems and controls (1 Nov 2007 to 14 May 2008)
- CF1 Director (4 Mar 2005 to 14 May 2008)
- CF13 Finance (4 Mar 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.