Mark Christopher Basten

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc

    FRN 763256

    • SMF10 Chair of the Risk Committee (since 9 Feb 2023)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • SMF4 Chief Risk (7 Mar 2016 to 30 Sep 2020)
    • CF28 Systems and controls (22 Feb 2012 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • CF1 Director (3 Mar 2008 to 14 Jun 2011)
    • CF28 Systems and controls (1 Nov 2007 to 31 Jul 2011)
    • CF14 Risk Assessment (10 Jun 2002 to 31 Oct 2007)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF28 Systems and controls (11 Feb 2008 to 31 Jul 2011)

Recent activity

Updates to this individual's record on the FCA register.

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