Mark Chellingworth

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

J & E Davy (UK) Limited
FRN 172140
- [FCA CF] Client dealing (since 5 May 2023)
Cavendish Capital Markets Limited (no longer approved here)
FRN 467766
- [FCA CF] Client dealing (5 Jan 2022 to 30 Sep 2022)
Numis Securities Limited (no longer approved here)
FRN 144822
- [FCA CF] Client dealing (9 Dec 2019 to 14 May 2020)
- CF30 Customer (29 Jan 2015 to 8 Dec 2019)
Peel Hunt LLP (no longer approved here)
FRN 530083
- CF30 Customer (13 Dec 2010 to 2 Jan 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.