Mark Chapman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED

    FRN 231910

    • (26)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (27)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (28)4. Giving personal recommendations on retail investment products which are not broker funds
    • (25)21. Advising or arranging (bringing about) equity release transactions
    • (31)SMF3 Executive Director (since 11 Dec 2020)
    • (32)[FCA CF] Client dealing (since 9 Dec 2019)
    • (33)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (30)Responsible for Insurance Distribution (since 1 Oct 2018)
    • (29)Responsibility for MCD Intermediation (since 21 Mar 2016)
    • (32)SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
    • (36)CF1 Director (AR) (16 Jun 2009 to 22 Dec 2020)
    • (33)CF30 Customer (1 Nov 2007 to 22 Dec 2020)
    • (31)Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • (35)CF8 Apportionment and Oversight (1 Jul 2004 to 31 Mar 2009)
    • (34)CF21 Investment Adviser (1 Jul 2004 to 31 Oct 2007)
    • (37)CF1 Director (1 Jul 2004 to 8 Dec 2019)
  • Castle Wealth Management Ltd (no longer approved here)

    FRN 502401

    • Employed By (16 Jun 2009 to 22 Dec 2020)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose at CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED

  2. controlled function removed: 21. Advising or arranging (bringing about) equity release transactions at CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED

  3. controlled function removed: Responsible for Insurance Distribution at CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED

  4. controlled function removed: [FCA CF] Client dealing at CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED

  5. controlled function removed: Responsibility for MCD Intermediation at CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED

  6. controlled function removed: SMF3 Executive Director at CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED

  7. controlled function removed: [FCA CF] Functions requiring qualifications at CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED

  8. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED

  9. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED

  10. controlled function added: (31)Responsible for Insurance Mediation at CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED

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