Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JB BROKERS LIMITED (no longer approved here)

    FRN 781140

    • [FCA CF] Significant management (9 Dec 2019 to 26 Jan 2026)
    • SMF3 Executive Director (9 Dec 2019 to 24 Apr 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Jan 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Jan 2026)
    • [FCA CF] Material risk taker (9 Dec 2019 to 26 Jan 2026)
    • SMF16 Compliance Oversight (9 Dec 2019 to 24 Apr 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 24 Apr 2026)
    • CF10 Compliance Oversight (13 Sep 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (13 Sep 2017 to 30 Sep 2018)
    • CF1 Director (13 Sep 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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