Date authorised
13 September 2017
Companies House
10786060
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    JB Brokers Ltd.
    Unit 5 Tapton Way
    Wavertree Business Park
    Wavertree
    Liverpool
    L13 1DA
    UNITED KINGDOM
    Phone
    +441514583232
  • Complaints Contact

    JB Brokers Ltd
    Unit 5 Tapton Way
    Wavertree Business Park
    Wavertree
    Liverpool
    L13 1DR
    UNITED KINGDOM
    Phone
    +447902746895

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charles Verden Bettinson

    IRN CVB01011

    • SMF3 Executive Director (since 3 Mar 2025)
  • Mark Brown

    IRN MXB04015

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Jan 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Jan 2026)
    • [FCA CF] Material risk taker (9 Dec 2019 to 26 Jan 2026)
    • [FCA CF] Significant management (9 Dec 2019 to 26 Jan 2026)
    • SMF16 Compliance Oversight (9 Dec 2019 to 24 Apr 2026)
    • SMF3 Executive Director (9 Dec 2019 to 24 Apr 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 24 Apr 2026)
    • CF1 Director (13 Sep 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (13 Sep 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (13 Sep 2017 to 30 Sep 2018)
  • Matthew Robert Kerr

    IRN MRK01089

    • SMF3 Executive Director (9 Dec 2019 to 24 Apr 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Jan 2026)
    • [FCA CF] Material risk taker (9 Dec 2019 to 26 Jan 2026)
    • [FCA CF] Significant management (9 Dec 2019 to 26 Jan 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Jan 2026)
    • CF1 Director (23 Nov 2017 to 8 Dec 2019)
  • Philip Andrew Barton

    IRN PAB00132

    • Responsible for Insurance Distribution (since 3 Mar 2025)
    • SMF1 Chief Executive (since 3 Mar 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.