Mark Brian Shillam

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ICBC Standard Bank Plc

    FRN 124823

    • [FCA CF] Client dealing (since 5 May 2023)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Manager of certification employee (31 Oct 2018 to 5 Jun 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 5 Jun 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 5 Jun 2020)
    • CF30 Customer (20 Aug 2013 to 6 Mar 2016)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (6 May 2008 to 30 Apr 2010)
    • CF21 Investment Adviser (21 Aug 2003 to 11 Apr 2005)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 14 Apr 2008)
    • CF21 Investment Adviser (14 Jul 2005 to 31 Oct 2007)
  • VTB Capital plc (no longer approved here)

    FRN 144003

    • CF21 Investment Adviser (1 Dec 2001 to 15 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.