Mark Brian Chaplin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Aviva Credit Services UK Limited (no longer approved here)
FRN 724447
- CF11 Money Laundering Reporting (11 Oct 2016 to 1 Jul 2017)
- CF28 Systems and controls (11 Oct 2016 to 1 Jul 2017)
Aviva International Insurance Limited (no longer approved here)
FRN 202082
- SIMF4 Chief Risk Function (7 Mar 2016 to 7 Sep 2016)
- CF28 Systems and controls (20 Jan 2014 to 6 Mar 2016)
Towers Watson Limited (no longer approved here)
FRN 432886
- CF30 Customer (1 Nov 2007 to 29 May 2010)
- CF21 Investment Adviser (20 Jun 2006 to 31 Oct 2007)
FIL Life Insurance Limited (no longer approved here)
FRN 186526
- CF12 Actuarial (7 Feb 2005 to 12 May 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.