Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (since 21 Feb 2022)
- [FCA CF] Functions requiring qualifications (23 May 2024 to 31 Dec 2024)
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- SMF16 Compliance Oversight (7 Jan 2022 to 25 Feb 2022)
- SMF3 Executive Director (7 Jan 2022 to 25 Feb 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Jan 2022 to 25 Feb 2022)
- Responsible for Insurance Distribution (7 Jan 2022 to 25 Feb 2022)
- [FCA CF] Functions requiring qualifications (1 Sep 2021 to 11 Aug 2022)
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- CF30 Customer (27 May 2011 to 1 Feb 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.