Mark Barry Fidgen

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Rathbones Investment Management Limited
FRN 116316
- [FCA CF] Client dealing (since 16 Oct 2025)
TrinityBridge Limited (no longer approved here)
FRN 119329
- [FCA CF] Client dealing (27 Jan 2023 to 14 Oct 2025)
Cavendish Capital Markets Limited (no longer approved here)
FRN 467766
- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2022)
- CF30 Customer (24 Sep 2015 to 8 Dec 2019)
HOBART CAPITAL MARKETS LLP (no longer approved here)
FRN 593186
- CF30 Customer (16 Jan 2015 to 13 Sep 2015)
Numis Securities Limited (no longer approved here)
FRN 144822
- CF30 Customer (25 Jul 2011 to 29 Jul 2013)
BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)
FRN 155595
- CF26 Customer Trading (1 Dec 2001 to 31 Mar 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.