Mark Baker

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

abrdn Investment Management Limited (no longer approved here)
FRN 188406
- CF30 Customer (8 Aug 2012 to 31 Jan 2018)
Threadneedle Asset Management Limited (no longer approved here)
FRN 122194
- CF30 Customer (3 Mar 2011 to 27 Apr 2012)
Threadneedle International Limited (no longer approved here)
FRN 143014
- CF30 Customer (3 Mar 2011 to 27 Apr 2012)
Janus Henderson Investors UK Limited (no longer approved here)
FRN 121857
- CF22 Investment Adviser (Trainee) (21 Jan 2002 to 26 Feb 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.