Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 6 Feb 2017)
    • CF30 Customer (since 6 Feb 2017)
    • CF30 Customer (1 Nov 2007 to 30 Mar 2009)
    • CF21 Investment Adviser (10 Jan 2007 to 31 Oct 2007)
    • (1)Employed By (since 6 Feb 2017)
  • Blackstone Moregate Ltd - U931 (no longer approved here)

    FRN 209108

    • Employed By (9 Sep 2004 to 30 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.