Mark Anthony Spurling

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBS Associates

    FRN 457658

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Mar 2025)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF24 Pension Transfer Specialist (1 Dec 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2006 to 31 Oct 2007)
    • CF4 Partner (1 Dec 2006 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF4 Partner (AR) (1 Dec 2001 to 1 Dec 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2006)
  • RBS Associates (no longer approved here)

    FRN 160973

    • Employed By (1 Oct 1998 to 1 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.