Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 5 Jun 2008)
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Swann Financial Limited
FRN 451053
- (2)Employed By (since 16 May 2013)
- (10)Employed By (22 May 2009 to 10 Apr 2013)
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- (4)Employed By (10 Apr 2013 to 16 May 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.