Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (3 Jun 2024 to 27 Dec 2025)
- [FCA CF] Client dealing (3 Jun 2024 to 27 Dec 2025)
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- Employed By (20 Jun 2016 to 21 Mar 2018)
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- CF1 Director (AR) (20 Jun 2016 to 21 Mar 2018)
- CF30 Customer (20 Jun 2016 to 21 Mar 2018)
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- CF1 Director (AR) (1 Jan 2009 to 31 May 2016)
- CF30 Customer (1 Jan 2009 to 31 May 2016)
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- CF30 Customer (1 Nov 2007 to 22 Mar 2009)
- CF1 Director (AR) (5 Jul 2006 to 22 Mar 2009)
- CF24 Pension Transfer Specialist (21 Apr 2005 to 31 Oct 2007)
- CF21 Investment Adviser (21 Apr 2005 to 31 Oct 2007)
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- CF24 Pension Transfer Specialist (13 Jun 2002 to 11 Mar 2005)
- CF21 Investment Adviser (13 Jun 2002 to 11 Mar 2005)
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- CF24 Pension Transfer Specialist (1 Feb 2002 to 6 Jun 2002)
- CF21 Investment Adviser (1 Dec 2001 to 6 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.