Mark Andrew Treadwell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

LYNAS VOKES INVESTMENTS LIMITED (no longer approved here)
FRN 436040
- CF21 Investment Adviser (30 Dec 2005 to 23 Dec 2006)
- CF24 Pension Transfer Specialist (30 Dec 2005 to 23 Dec 2006)
Treadwell Training & Financial Services (no longer approved here)
FRN 402743
- Employed By (19 Aug 2004 to 30 Dec 2005)
Junos Limited 2330 (no longer approved here)
FRN 182183
- (1)Employed By (23 Oct 2003 to 6 Apr 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.