LYNAS VOKES INVESTMENTS LIMITED

• Principal Place of Business

  Trinity House

  Welbourne Lane East

  Holbeach

  Spalding

  Lincolnshire

  PE12 8AB

  UNITED KINGDOM

  Phone

  +4401406424950

  Web

  https://www.lynasvokes.co.uk

• Complaints Contact

  Trinity House

  Welbourne Lane East

  Holbeach

  Spalding

  Lincolnshire

  PE12 8AB

  UNITED KINGDOM

  Phone

  +4401406424950

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Deborah Jill Erica Edwards

  IRN DXE09780

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2021)
  • CF1 Director (18 Jan 2019 to 8 Dec 2019)
• Duncan Anthony Cook

  IRN DAC00047

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 11. Pension transfer specialist
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Oct 2022)
  • CF1 Director (18 Jan 2012 to 17 Nov 2015)
  • CF10 Compliance Oversight (18 Jan 2012 to 25 Jun 2014)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (15 Feb 2006 to 31 Oct 2007)
• Emma Barclay

  IRN EXB00101

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 29 Apr 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Graham Glew

  IRN GXG00019

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 10 Jun 2025)
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
• Gwen Campbell

  IRN GXC00166

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2025)
• Jamie Gordon

  IRN JXG00067

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 16 Aug 2016)
  • [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF10 Compliance Oversight (14 Sep 2005 to 15 Feb 2012)
  • CF21 Investment Adviser (14 Sep 2005 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (14 Sep 2005 to 31 Oct 2007)
  • CF3 Chief Executive (14 Sep 2005 to 25 Nov 2019)
  • CF8 Apportionment and Oversight (14 Sep 2005 to 31 Mar 2009)
  • Responsible for Insurance Mediation (14 Sep 2005 to 30 Sep 2018)
  • CF1 Director (14 Sep 2005 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (14 Sep 2005 to 8 Dec 2019)
• John Richard Jones

  IRN JXJ00031

  • CF1 Director (14 Sep 2005 to 22 Dec 2015)
• Kathleen Burrell

  IRN KXB00106

  • CF30 Customer (1 Jan 2012 to 8 Dec 2019)
• Luke Rhys Barwick

  IRN LXB00181

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 9 Sep 2024)
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2022)
  • [FCA CF] Client dealing (1 Dec 2022 to 2 Dec 2022)
• Mark Andrew Treadwell

  IRN MAT00008

  • CF21 Investment Adviser (30 Dec 2005 to 23 Dec 2006)
  • CF24 Pension Transfer Specialist (30 Dec 2005 to 23 Dec 2006)

No changes recorded yet.