Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sigma Broking Limited
FRN 485362
- [FCA CF] Client dealing (since 27 Sep 2021)
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- [FCA CF] Client dealing (30 Jun 2020 to 31 Jul 2021)
- [FCA CF] Manager of certification employee (30 Jun 2020 to 31 Jul 2021)
- CF30 Customer (15 Feb 2011 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 13 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.