Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 27 Sep 2021)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • [FCA CF] Client dealing (30 Jun 2020 to 31 Jul 2021)
    • [FCA CF] Manager of certification employee (30 Jun 2020 to 31 Jul 2021)
    • CF30 Customer (15 Feb 2011 to 8 Dec 2019)
  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • CF21 Investment Adviser (1 Dec 2001 to 13 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.