Mark Andrew Robert Slough

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • COTSWOLD INDEPENDENT FINANCIAL SERVICES LTD

    FRN 604634

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Jan 2020)
    • CF30 Customer (since 12 Jan 2015)
    • [FCA CF] Client dealing (1 Jan 2020 to 15 Mar 2024)
    • [FCA CF] Functions requiring qualifications (1 Jan 2020 to 2 Jan 2020)
  • The Finance Clinic Ltd (no longer approved here)

    FRN 211729

    • Employed By (10 May 2005 to 31 Dec 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.