Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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KKR Capital Markets Partners LLP
FRN 914144
- SMF16 Compliance Oversight (since 23 Mar 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (23 Mar 2020 to 26 Feb 2024)
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KKR Credit Advisors (EMEA) LLP
FRN 592969
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Feb 2024)
- CF10 Compliance Oversight (2 Apr 2013 to 8 Dec 2019)
- CF11 Money Laundering Reporting (2 Apr 2013 to 8 Dec 2019)
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Kohlberg Kravis Roberts & Co. Partners LLP
FRN 593180
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Feb 2024)
- CF11 Money Laundering Reporting (2 Apr 2013 to 8 Dec 2019)
- CF10 Compliance Oversight (2 Apr 2013 to 8 Dec 2019)
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- CF10 Compliance Oversight (23 Mar 2010 to 7 Oct 2011)
- CF11 Money Laundering Reporting (14 May 2007 to 7 Oct 2011)
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- CF11 Money Laundering Reporting (28 May 2002 to 3 Oct 2005)
- CF10 Compliance Oversight (1 Dec 2001 to 3 Oct 2005)
- CF21 Investment Adviser (1 Dec 2001 to 3 Oct 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.