Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 23 Mar 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (23 Mar 2020 to 26 Feb 2024)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Feb 2024)
    • CF10 Compliance Oversight (2 Apr 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Apr 2013 to 8 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Feb 2024)
    • CF11 Money Laundering Reporting (2 Apr 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Apr 2013 to 8 Dec 2019)
  • Capital International Limited (no longer approved here)

    FRN 119193

    • CF10 Compliance Oversight (23 Mar 2010 to 7 Oct 2011)
    • CF11 Money Laundering Reporting (14 May 2007 to 7 Oct 2011)
  • BELLECAPITAL UK LIMITED (no longer approved here)

    FRN 140948

    • CF11 Money Laundering Reporting (28 May 2002 to 3 Oct 2005)
    • CF10 Compliance Oversight (1 Dec 2001 to 3 Oct 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 3 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.