Mark Andrew Froggatt

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 23 Oct 2020)
    • [FCA CF] Client dealing (since 23 Oct 2020)
    • [FCA CF] Manager of certification employee (27 Jul 2023 to 23 May 2025)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (1 Jan 2011 to 2 Jul 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 23 Nov 2007)
    • CF22 Investment Adviser (Trainee) (28 Aug 2002 to 17 May 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 29 Aug 2002)
  • Foster Denovo Limited (no longer approved here)

    FRN 462728

    • CF30 Customer (1 Nov 2007 to 21 Mar 2011)
    • CF21 Investment Adviser (26 Oct 2007 to 31 Oct 2007)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF21 Investment Adviser (17 Jul 2002 to 17 Jul 2002)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • CF21 Investment Adviser (1 Dec 2001 to 2 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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