Mark Andrew Elliott

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 119289
- [FCA CF] Material risk taker (23 Oct 2023 to 30 Sep 2025)
- [FCA CF] Client dealing (1 Apr 2023 to 30 Sep 2025)
Franklin Templeton Investment Management Limited (no longer approved here)
FRN 121779
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
Lazard Fund Managers Limited (no longer approved here)
FRN 122190
- CF1 Director (24 Feb 2003 to 29 Jan 2004)
Lazard Asset Management Limited (no longer approved here)
FRN 121839
- CF21 Investment Adviser (1 Dec 2001 to 29 Jan 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.