Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AXA INVESTMENT MANAGERS UK LIMITED
FRN 119368
- [FCA CF] Client dealing (since 11 Jul 2023)
- [FCA CF] Material risk taker (since 11 Jul 2023)
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- [FCA CF] Client dealing (24 Jun 2022 to 3 Jul 2023)
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- [FCA CF] Client dealing (24 Jun 2022 to 3 Jul 2023)
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- [FCA CF] Client dealing (13 May 2022 to 3 Jul 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2021)
- CF30 Customer (5 Sep 2012 to 8 Dec 2019)
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- CF30 Customer (5 Sep 2012 to 8 Dec 2019)
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- CF30 Customer (5 Sep 2012 to 8 Dec 2019)
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- CF30 Customer (3 Aug 2010 to 22 Jun 2012)
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- CF30 Customer (19 Aug 2008 to 12 Jul 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.