Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 22 Nov 2019)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (31 Jul 2014 to 6 Mar 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Client dealing (23 Feb 2018 to 10 Dec 2018)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Client dealing (7 Mar 2016 to 10 Dec 2018)
    • CF30 Customer (31 Jul 2014 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (5 May 2010 to 23 May 2014)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (24 Jun 2009 to 16 Mar 2010)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 16 Mar 2010)
    • CF21 Investment Adviser (27 Apr 2004 to 31 Oct 2007)
    • CF26 Customer Trading (17 Oct 2003 to 27 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.