Mark Alexander Thomson

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mariana UFP SAS (no longer approved here)

    FRN 989397

    • SMF17 Money Laundering Reporting Officer (MLRO) (2 Oct 2023 to 15 Sep 2025)
    • SMF16 Compliance Oversight (2 Oct 2023 to 15 Sep 2025)
  • Mariana UFP LLP (no longer approved here)

    FRN 551170

    • CF3 Chief Executive (AR) (8 Apr 2022 to 15 Sep 2025)
    • CF1 Director (AR) (4 Dec 2021 to 15 Sep 2025)
    • SMF27 Partner (9 Apr 2020 to 15 Sep 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 15 Sep 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Sep 2025)
    • CF10 Compliance Oversight (5 Aug 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Aug 2019 to 8 Dec 2019)
    • CF30 Customer (2 Feb 2018 to 8 Dec 2019)
  • Mariana UFP (Americas) Limited (no longer approved here)

    FRN 649237

    • (43)Employed By (4 Dec 2021 to 15 Sep 2025)
  • Mariana Investment Partners LLP (no longer approved here)

    FRN 605552

    • SMF27 Partner (19 Jun 2020 to 15 Sep 2025)
    • CF30 Customer (12 Aug 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (23 Apr 2018 to 5 Aug 2019)
    • CF10 Compliance Oversight (23 Apr 2018 to 5 Aug 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.