Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 12 Nov 2020)
    • SMF1 Chief Executive (since 2 Jan 2020)
    • SMF3 Executive Director (since 11 Sep 2019)
  • THAMES RIVER CAPITAL LLP (no longer approved here)

    FRN 426349

    • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
    • CF4 Partner (13 Mar 2007 to 11 Dec 2008)
    • CF27 Investment Management (12 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.