Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Jul 2020)
    • SMF9 Chair of the Governing Body (1 Dec 2020 to 30 Sep 2024)
    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2024)
    • CF1 Director (20 Aug 2019 to 8 Dec 2019)
    • CF30 Customer (22 Jul 2014 to 8 Dec 2019)
    • CF29 Significant management (22 Jul 2014 to 8 Dec 2019)
  • PGIM LIMITED

    FRN 193418

    • [FCA CF] Client dealing (since 1 Jul 2020)
    • CF29 Significant management (11 Dec 2012 to 8 Dec 2019)
    • CF30 Customer (22 Jun 2010 to 8 Dec 2019)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF30 Customer (1 Nov 2007 to 11 Apr 2008)
    • CF21 Investment Adviser (16 Dec 2003 to 31 Oct 2007)
    • CF27 Investment Management (16 Dec 2003 to 31 Oct 2007)
  • LENDLEASE REAL ESTATE INVESTMENTS (EUROPE) LIMITED (no longer approved here)

    FRN 189452

    • CF27 Investment Management (1 Dec 2001 to 30 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.