Mark Alan Pryde

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 11 Oct 2022)
    • CF30 Customer (since 28 Jul 2022)
    • [FCA CF] Client dealing (21 Jun 2022 to 11 Oct 2022)
    • [FCA CF] Functions requiring qualifications (21 Jun 2022 to 11 Oct 2022)
  • Octo Financial Planning Ltd

    FRN 972331

    • (28)Employed By (since 28 Jul 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Jun 2022)
    • CF30 Customer (20 Mar 2015 to 20 Jun 2022)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (515)Employed By (16 Mar 2015 to 20 Jun 2022)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (29 Dec 2010 to 11 Nov 2012)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (28 May 2010 to 15 Oct 2010)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.