Mark Alan Griffin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

One Guarantee Limited
FRN 841152
- Responsible for Insurance Distribution (since 11 Feb 2026)
- SMF3 Executive Director (since 11 Feb 2026)
Exance Services Limited
FRN 300804
- Responsible for Insurance Distribution (since 2 Jun 2023)
- SMF1 Chief Executive (since 2 Jun 2023)
KAY INTERNATIONAL PUBLIC LIMITED COMPANY (no longer approved here)
FRN 300468
- CF1 Director (AR) (27 Nov 2018 to 19 Oct 2023)
Compariqo Limited (no longer approved here)
FRN 825461
- Employed By (27 Nov 2018 to 19 Oct 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.