Date authorised
1 November 2019
Companies House
10587860
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 70 179 Whiteladies Road,
    Clifton
    Bristol
    BS8 2AG
    UNITED KINGDOM
    Phone
    +4402080449921
  • Complaints Contact

    Suite 70 179 Whiteladies Road,
    Clifton
    Bristol
    BS8 2AG
    UNITED KINGDOM
    Phone
    +442080449921

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ashley Jones

    IRN AXJ01886

    • SMF3 Executive Director (9 Dec 2019 to 13 Nov 2025)
    • CF1 Director (1 Nov 2019 to 8 Dec 2019)
  • Henry James Plaster

    IRN HXP00074

    • [FCA CF] Significant management (11 Mar 2020 to 21 Apr 2023)
  • Mark Alan Griffin

    IRN MXG08590

    • SMF3 Executive Director (since 11 Feb 2026)
    • Responsible for Insurance Distribution (since 11 Feb 2026)
  • Robin Edward Plaster

    IRN REP01038

    • SMF3 Executive Director (9 Dec 2019 to 6 Jan 2026)
    • CF1 Director (1 Nov 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (1 Nov 2019 to 6 Jan 2026)
  • Sean Clark

    IRN SXC03033

    • SMF3 Executive Director (9 Dec 2019 to 13 Nov 2025)
    • CF1 Director (1 Nov 2019 to 8 Dec 2019)
  • Stuart Brown

    IRN SXB00353

    • SMF3 Executive Director (23 Apr 2021 to 20 Dec 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.