Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • C. HOARE & CO.

    FRN 122093

    • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2024)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Manager of certification employee (29 Sep 2020 to 7 Feb 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 17 Mar 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (29 Sep 2020 to 7 Feb 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jun 2020 to 17 Mar 2022)
    • CF29 Significant management (14 Jan 2015 to 6 Mar 2016)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Manager of certification employee (29 Sep 2020 to 7 Feb 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 17 Mar 2022)
  • The Royal Bank of Scotland International Limited (no longer approved here)

    FRN 760675

    • [FCA CF] Manager of certification employee (29 Sep 2020 to 7 Feb 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jun 2020 to 17 Mar 2022)

Recent activity

Updates to this individual's record on the FCA register.

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