Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
C. HOARE & CO.
FRN 122093
- Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2024)
-
- [FCA CF] Manager of certification employee (29 Sep 2020 to 7 Feb 2022)
- [FCA CF] Material risk taker (7 Mar 2016 to 17 Mar 2022)
-
- [FCA CF] Manager of certification employee (29 Sep 2020 to 7 Feb 2022)
- [PRA CF] Significant risk taker or Material risk taker (1 Jun 2020 to 17 Mar 2022)
- CF29 Significant management (14 Jan 2015 to 6 Mar 2016)
-
- [FCA CF] Manager of certification employee (29 Sep 2020 to 7 Feb 2022)
- [FCA CF] Material risk taker (7 Mar 2016 to 17 Mar 2022)
-
- [FCA CF] Manager of certification employee (29 Sep 2020 to 7 Feb 2022)
- [PRA CF] Significant risk taker or Material risk taker (1 Jun 2020 to 17 Mar 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.