Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TU Financial Management Services Limited
FRN 492834
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF11 Money Laundering Reporting (22 Oct 2011 to 8 Dec 2019)
- CF10 Compliance Oversight (22 Oct 2011 to 6 Dec 2019)
- CF30 Customer (28 Apr 2009 to 8 Dec 2019)
- CF1 Director (28 Apr 2009 to 8 Dec 2019)
- CF8 Apportionment and Oversight (28 Apr 2009 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.