Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Jul 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (22 Sep 2011 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (10 Aug 2005 to 31 Oct 2007)
    • CF3 Chief Executive (10 Aug 2005 to 8 Dec 2019)
    • CF1 Director (6 Jun 2003 to 8 Dec 2019)
  • PGIM LIMITED (no longer approved here)

    FRN 193418

    • CF1 Director (29 Apr 2013 to 8 Aug 2018)
  • PGIM FUND MANAGEMENT LIMITED (no longer approved here)

    FRN 181389

    • CF3 Chief Executive (18 May 2010 to 29 Jul 2014)
    • CF8 Apportionment and Oversight (6 Mar 2009 to 31 Mar 2009)
    • CF1 Director (5 Dec 2007 to 8 Aug 2018)

Recent activity

Updates to this individual's record on the FCA register.

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