Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PGIM Private Capital Limited
FRN 172071
- [FCA CF] Client dealing (since 1 Jul 2020)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF30 Customer (22 Sep 2011 to 8 Dec 2019)
- CF8 Apportionment and Oversight (10 Aug 2005 to 31 Oct 2007)
- CF3 Chief Executive (10 Aug 2005 to 8 Dec 2019)
- CF1 Director (6 Jun 2003 to 8 Dec 2019)
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- CF1 Director (29 Apr 2013 to 8 Aug 2018)
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- CF3 Chief Executive (18 May 2010 to 29 Jul 2014)
- CF8 Apportionment and Oversight (6 Mar 2009 to 31 Mar 2009)
- CF1 Director (5 Dec 2007 to 8 Aug 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.