Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Significant management (6 Oct 2025 to 31 Mar 2026)
    • [FCA CF] Manager of certification employee (5 Feb 2021 to 8 Mar 2021)
    • [PRA CF] Significant risk taker or Material risk taker (11 Aug 2020 to 17 Jan 2022)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • SMF2 Chief Finance (6 Jan 2022 to 31 Mar 2026)
    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 17 Jan 2022)
    • [PRA CF] Significant risk taker or Material risk taker (11 Aug 2020 to 17 Jan 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 7 Aug 2020)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Material risk taker (21 Sep 2021 to 17 Jan 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Sep 2021)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • [FCA CF] Manager of certification employee (10 Mar 2021 to 17 Jan 2022)
  • Marks and Spencer Unit Trust Management Limited (no longer approved here)

    FRN 141662

    • [FCA CF] Manager of certification employee (5 Feb 2021 to 8 Mar 2021)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • [FCA CF] Manager of certification employee (5 Feb 2021 to 8 Mar 2021)
  • The Royal Bank of Scotland International Limited (no longer approved here)

    FRN 760675

    • [PRA CF] Significant risk taker or Material risk taker (31 Jan 2019 to 17 Nov 2019)
    • [FCA CF] Manager of certification employee (28 Jan 2019 to 29 Jan 2019)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • Director of firm who is not a certification employee or a SMF manager (5 Dec 2018 to 21 May 2019)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 17 Nov 2019)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 17 Nov 2019)

Recent activity

Updates to this individual's record on the FCA register.

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