Maria Shafiqul Khan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Clean Growth Investment Management LLP
FRN 938246
- SMF16 Compliance Oversight (since 7 Jul 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Jul 2023)
SB Investment Advisers (UK) Limited (no longer approved here)
FRN 785149
- SMF4 Chief Risk (9 Dec 2019 to 10 Jun 2020)
- CF28 Systems and controls (11 Dec 2017 to 8 Dec 2019)
Hermes Investment Management Ltd (no longer approved here)
FRN 150000
- CF28 Systems and controls (12 Jun 2015 to 31 Jan 2017)
Hermes GPE LLP (no longer approved here)
FRN 511314
- CF28 Systems and controls (12 Jun 2015 to 31 Jan 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.