Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ucapital Asset Management LLP (no longer approved here)

    FRN 477155

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Mar 2023)
    • CF10 Compliance Oversight (15 Sep 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.