Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 23 Nov 2023)
    • [FCA CF] Client dealing (23 Nov 2023 to 23 Apr 2024)
  • Whateley Wealth Management Limited (no longer approved here)

    FRN 715678

    • [FCA CF] Functions requiring qualifications (25 Mar 2020 to 6 May 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.