Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MUFG Securities EMEA plc
FRN 124512
- [FCA CF] Client dealing (since 25 Jun 2025)
- [FCA CF] Material risk taker (since 25 Jun 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 25 Jun 2025)
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- [FCA CF] Client dealing (30 Aug 2022 to 31 Oct 2024)
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- [FCA CF] Client dealing (7 Mar 2016 to 18 Jul 2022)
- CF30 Customer (11 Nov 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.